December 2024 A semiparametric method for risk prediction using integrated electronic health record data
Jill Hasler, Yanyuan Ma, Yizheng Wei, Ravi Parikh, Jinbo Chen
Author Affiliations +
Ann. Appl. Stat. 18(4): 3318-3337 (December 2024). DOI: 10.1214/24-AOAS1938

Abstract

When using electronic health records (EHRs) for clinical and translational research, additional data is often available from external sources to enrich the information extracted from EHRs. For example, academic biobanks have more granular data available, and patient reported data is often collected through small-scale surveys. It is common that the external data is available only for a small subset of patients who have EHR information. We propose efficient and robust methods for building and evaluating models for predicting the risk of binary outcomes using such integrated EHR data. Our method is built upon an idea derived from the two-phase design literature that modeling the availability of a patient’s external data as a function of an EHR-based preliminary predictive score leads to effective utilization of the EHR data. Through both theoretical and simulation studies, we show that our method has high efficiency for estimating log-odds ratio parameters, the area under the ROC curve, as well as other measures for quantifying predictive accuracy. We apply our method to develop a model for predicting the short-term mortality risk of oncology patients, where the data was extracted from the University of Pennsylvania hospital system EHR and combined with survey-based patient reported outcome data.

Funding Statement

This work was funded by grant R01-HL138306 (JH, YM, and JC), R01-CA236468 (YM and JC), and R01-GM140463 (JC), K08-CA-263541 (RP). Research reported in this publication was also supported by the National Cancer Institute of the National Institutes of Health under Award Number P30CA006927 (JH). The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.

Citation

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Jill Hasler. Yanyuan Ma. Yizheng Wei. Ravi Parikh. Jinbo Chen. "A semiparametric method for risk prediction using integrated electronic health record data." Ann. Appl. Stat. 18 (4) 3318 - 3337, December 2024. https://doi.org/10.1214/24-AOAS1938

Information

Received: 1 September 2022; Revised: 1 June 2024; Published: December 2024
First available in Project Euclid: 31 October 2024

Digital Object Identifier: 10.1214/24-AOAS1938

Keywords: Area under the ROC curve (AUC) , integrated EHR data , Semiparametric estimation , two-phase design

Rights: Copyright © 2024 Institute of Mathematical Statistics

Vol.18 • No. 4 • December 2024
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