September 2021 Targeted Smooth Bayesian Causal Forests: An analysis of heterogeneous treatment effects for simultaneous vs. interval medical abortion regimens over gestation
Jennifer E. Starling, Jared S. Murray, Patricia A. Lohr, Abigail R. A. Aiken, Carlos M. Carvalho, James G. Scott
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Ann. Appl. Stat. 15(3): 1194-1219 (September 2021). DOI: 10.1214/20-AOAS1438

Abstract

We introduce Targeted Smooth Bayesian Causal Forests (tsBCF), a nonparametric Bayesian approach for estimating heterogeneous treatment effects which vary smoothly over a single covariate in the observational data setting. The tsBCF method induces smoothness by parameterizing terminal tree nodes with smooth functions and allows for separate regularization of treatment effects vs. prognostic effect of control covariates. Smoothing parameters for prognostic and treatment effects can be chosen to reflect prior knowledge or tuned in a data-dependent way.

We use tsBCF to analyze a new clinical protocol for early medical abortion. Our aim is to assess the relative effectiveness of simultaneous vs. interval administration of mifepristone and misoprostol over the first nine weeks of gestation. Our analysis yields important clinical insights into how to best counsel patients seeking early medical abortion, where understanding even small differences in relative effectiveness can yield dramatic returns to public health. The model reflects our expectation that the treatment effect varies smoothly over gestation but not necessarily over other covariates. We demonstrate the performance of the tsBCF method on benchmarking experiments. Software for tsBCF is available at https://github.com/jestarling/tsbcf/ and in the Supplementary Material (Starling (2020)).

Funding Statement

The first author acknowledges support from the NIH Biomedical Big Data grant T32M012414-05. The fifth author acknowledges support from the Salem Center for Policy.
We also acknowledge the Texas Advanced Computing Center (TACC) at The University of Texas at Austin for providing HPC resources that have contributed to the results reported within this paper. URL: arXiv:http://www.tacc.utexas.edu.

Acknowledgments

The authors would like to thank the anonymous referees, an Associate Editor and the Editor for their constructive comments that improved the quality of this paper.

Citation

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Jennifer E. Starling. Jared S. Murray. Patricia A. Lohr. Abigail R. A. Aiken. Carlos M. Carvalho. James G. Scott. "Targeted Smooth Bayesian Causal Forests: An analysis of heterogeneous treatment effects for simultaneous vs. interval medical abortion regimens over gestation." Ann. Appl. Stat. 15 (3) 1194 - 1219, September 2021. https://doi.org/10.1214/20-AOAS1438

Information

Received: 1 April 2020; Revised: 1 December 2020; Published: September 2021
First available in Project Euclid: 23 September 2021

MathSciNet: MR4316646
zbMATH: 1478.62344
Digital Object Identifier: 10.1214/20-AOAS1438

Keywords: Bayesian additive regression tree , Causal inference , Gaussian process , heterogeneous treatment effects , regularization

Rights: Copyright © 2021 Institute of Mathematical Statistics

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Vol.15 • No. 3 • September 2021
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