Probability Surveys

Symbolic extensions of smooth interval maps

Tomasz Downarowicz
Source: Probab. Surveys Volume 7 (2010), 84-104.

Abstract

In this course we will present the full proof of the fact that every smooth dynamical system on the interval or circle X, constituted by the forward iterates of a function f:XX which is of class Cr with r>1, admits a symbolic extension, i.e., there exists a bilateral subshift (Y,S) with Y a closed shift-invariant subset of Λ, where Λ is a finite alphabet, and a continuous surjection π:YX which intertwines the action of f (on X) with that of the shift map S (on Y). Moreover, we give a precise estimate (from above) on the entropy of each invariant measure ν supported by Y in an optimized symbolic extension. This estimate depends on the entropy of the underlying measure μ on X, the “Lyapunov exponent” of μ (the genuine Lyapunov exponent for ergodic μ, otherwise its analog), and the smoothness parameter r. This estimate agrees with a conjecture formulated in [15] around 2003 for smooth dynamical systems on manifolds.

First Page: Show Hide
Primary Subjects: 37E05, 37C40
Secondary Subjects: 37A35
Full-text: Open access
Links and Identifiers

Permanent link to this document: http://projecteuclid.org/euclid.ps/1274198273
Digital Object Identifier: doi:10.1214/10-PS164
Zentralblatt MATH identifier: 1193.37050
Mathematical Reviews number (MathSciNet): MR2684163

References

[1] Bowen, R. (2008). Equilibrium states and the ergodic theory of Anosov diffeomorphisms, 2nd revised. Lect. Notes Math. 470. Springer, Berlin.
Mathematical Reviews (MathSciNet): MR2423393
[2] Boyle, M. (1991) Quotients of subshifts. Adler Conference lecture.
[3] Boyle, M. and Downarowicz, T. (2004). The entropy theory of symbolic extensions. Invent. Math. 156, no. 1, 119–161.
Mathematical Reviews (MathSciNet): MR2047659
Zentralblatt MATH: 02101709
Digital Object Identifier: doi:10.1007/s00222-003-0335-2
[4] Boyle, M., Fiebig, D. and Fiebig, U. (2002). Residual entropy, conditional entropy and subshift covers. Forum Math. 14, no. 5, 713–757.
Mathematical Reviews (MathSciNet): MR1924775
Zentralblatt MATH: 1030.37012
Digital Object Identifier: doi:10.1515/form.2002.031
[5] Burguet, D. (2010). Examples of Cr interval map with large symbolic extension entropy. Discrete and Continuous Dynamical Systems - A 26, no 3, 873–899.
Mathematical Reviews (MathSciNet): MR2600721
Digital Object Identifier: doi:10.3934/dcds.2010.26.873
[6] Burguet, D. (2009). Symbolic extensions for Cr nonuniformly entropy expanding maps. Preprint.
[7] Burguet, D. (2009). C2 surface diffeomorphisms have symbolic extensions. Preprint.
[8] Burguet, D. and McGoff, K. (2010). Orders of accumulation of entropy. Preprint.
Mathematical Reviews (MathSciNet): MR2600721
Digital Object Identifier: doi:10.3934/dcds.2010.26.873
[9] Buzzi, J. (1997). Intrinsic ergodicity of smooth interval maps. Israel J. Math. 100 125–161.
Mathematical Reviews (MathSciNet): MR1469107
Zentralblatt MATH: 0889.28009
Digital Object Identifier: doi:10.1007/BF02773637
[10] Díaz, L. and Fisher, T. (2009). Symbolic extensions for partially hyperbolic diffeomorphisms. Preprint.
[11] Downarowicz, T. (2001). Entropy of a symbolic extension of a dynamical system. Ergodic Theory Dynam. Systems 21, no. 4, 1051–1070.
Mathematical Reviews (MathSciNet): MR1849601
Zentralblatt MATH: 1055.37022
Digital Object Identifier: doi:10.1017/S014338570100150X
[12] Downarowicz, T. (2005). Entropy structure. J. Anal. Math. 96 57–116.
Mathematical Reviews (MathSciNet): MR2177182
Zentralblatt MATH: 1151.37020
Digital Object Identifier: doi:10.1007/BF02787825
[13] Downarowicz, T. and Durand, F. (2002). Factors of Toeplitz flows and other almost 11 extensions over group rotations. Math. Scand. 90, no. 1, 57–72.
Mathematical Reviews (MathSciNet): MR1887094
Zentralblatt MATH: 1023.37004
[14] Downarowicz, T. and Maass, A. (2009). Smooth interval maps have symbolic extensions: the Antarctic theorem. Invent. Math. 176, no. 3, 617–636.
Mathematical Reviews (MathSciNet): MR2501298
Digital Object Identifier: doi:10.1007/s00222-008-0172-4
[15] Downarowicz, T. and Newhouse, S. (2005). Symbolic extensions and smooth dynamical systems. Invent. Math. 160, no. 3, 453–499.
Mathematical Reviews (MathSciNet): MR2178700
Zentralblatt MATH: 1067.37018
Digital Object Identifier: doi:10.1007/s00222-004-0413-0
[16] Lindenstrauss, E. (1999). Mean dimension, small entropy factors and an imbedding theorem. Publ. Math. I.H.E.S. 89 227–262.
Mathematical Reviews (MathSciNet): MR1793417
Digital Object Identifier: doi:10.1007/BF02698858
[17] Lindenstrauss, E. and Weiss, B. (2000). Mean topological dimension. Israel J. Math. 115 1–24.
Mathematical Reviews (MathSciNet): MR1749670
Zentralblatt MATH: 0978.54026
Digital Object Identifier: doi:10.1007/BF02810577
[18] McGoff, K. (2010). Orders of accumulation of entropy on manifolds. Preprint.
[19] Misiurewicz, M. (1976). Topological conditional entropy. Studia Math. 55, no. 2, 175–200.
Mathematical Reviews (MathSciNet): MR415587
[20] Newhouse, S. (1990). Continuity properties of entropy. Ann. Math. 129 215–235. Corr. in 131 409–410 (1990).
Mathematical Reviews (MathSciNet): MR986792
Digital Object Identifier: doi:10.2307/1971492
[21] Reddy, W. L. (1968). Lifting expansive homeomorphisms to symbolic flows. Math. Systems Theory 2 91–92.
Mathematical Reviews (MathSciNet): MR224080
Digital Object Identifier: doi:10.1007/BF01691348
[22] Ruelle, D. (1978). An inequality for the entropy of differentiable maps. Bol. Soc. Brasil. Mat. 9, no. 1, 83–87.
Mathematical Reviews (MathSciNet): MR516310
Zentralblatt MATH: 0432.58013
Digital Object Identifier: doi:10.1007/BF02584795
[23] Yomdin, Y. (1987). Volume growth and entropy. Israel J. Math. 57, no. 3, 285–300.
Mathematical Reviews (MathSciNet): MR889979
Digital Object Identifier: doi:10.1007/BF02766215

2012 © IMS and ISI/Bernoulli Society

Probability Surveys

Probability Surveys